Compliance

GDPR

Achieve GDPR Compliance with a Data-centric Approach to Security

As companies engage with customers and collect data, it’s important to respect and protect individual privacy. The members of the European Union (EU) are especially focused on ensuring data privacy, which is why they’ve developed the General Data Protection Regulation,

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Responding to Broader Regulatory Scrutiny with Comprehensive Archiving

It’s a fact, financial services firms must retain their electronic communications for regulatory compliance, regardless of the devices, applications or channels that advisors use to communicate. This requirement includes archiving of emails, social media posts, text messages, web content, communications

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Telltale Signs Your Compliance and Risk Management Program Needs a Tune-Up

The Trump administration is already making good on its campaign promise to significantly rollback federal regulations. With change imminent, compliance and risk managers have found themselves in a fast-moving and unpredictable environment. Regulatory reform poses a unique challenge for compliance

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risk management US Capitol

Three Reality Checks for Compliance and Risk Management in 2017

As the transition to a new Presidential administration unfolds, uncertainty abounds. Predictions about the regulatory landscape made before November may not ring as true, as Republicans look to make good on promises about smaller government and regulatory reform, particularly in

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5 Critical Considerations for Effective IT Decision Making

In today’s business environment, IT management responsibilities often fall on the CFO, business owner or other senior leader when there’s no internal IT department. These individuals are tasked with running fail-proof IT departments – a challenging feat considering many have

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